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https://github.com/megamansec/sec-sec-incident-notifier

Automated discovery and AI-enhanced summarizing of 8-K Item 1.05 filings, with seamless Slack Webhook integration to ensure timely awareness of security incidents reported to the U.S. Securities and Exchange Commission.
https://github.com/megamansec/sec-sec-incident-notifier

Last synced: about 1 month ago
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Host: GitHub
URL: https://github.com/megamansec/sec-sec-incident-notifier
Owner: MegaManSec
License: agpl-3.0
Created: 2024-01-20T18:05:03.000Z (11 months ago)
Default Branch: main
Last Pushed: 2024-01-25T03:05:05.000Z (11 months ago)
Last Synced: 2024-01-25T04:23:57.605Z (11 months ago)
Language: Python
Homepage:
Size: 593 KB
Stars: 1
Watchers: 1
Forks: 0
Open Issues: 0
Metadata Files:
- Readme: README.md
- License: LICENSE

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README

# SEC 8-K Security Incident Report Poster and Summarizer

## Overview

This Python script automates the retrieval, notification, and summarization of security incident reports from the U.S. Securities and Exchange Commission's (SEC) RSS feed for 8-K filings.

The script retrieves all 8-K filings and detects whether any of the filings include an [item 1.05](https://www.sec.gov/news/press-release/2023-139).

The script then submits the item 1.05 text to a Slack Webhook with a link to the original 8-K filing.

Optionally, the script can use OpenAI's API to summarize the whole filing (which may contain an additional exhibit or statement).

## Usage

Running the script is as simple as installing the dependencies and just running the Python script:

```bash
pip3 install feedparser beautifulsoup4 openai requests
USER_AGENT='Joshua Rogers [email protected]' SLACK_WEBHOOK='https://hooks.slack.com/services/.....' OPENAI_KEY=sk-...... python3 ./sec-sec-incident-notifier.py
```

Each of those environmental values are optional, and they may also be set in the `sec-sec-incident-notifier.py` file instead.

|![](Slack.png)An example of the Slack output from this script.|
|:-:|

## Environmental Values

There are three optional environmental values. Optionally, these values can be set directly in the script itself.

- `OPENAI_KEY`: If set to a valid OpenAI API key, the script will attempt to summarize the 8-K filing.

- `OPENAI_MAX_TOKENS`: The maximum tokens for each summary to use. The default is 300. Smaller values result in shorter summaries.

- `SLACK_WEBHOOK`: If set to a valid Slack Webhook, the script will send a message containing the information of the filing to a Slack channel.

- `USER_AGENT`: The SEC requirs [progmatic downloads to use a specific format for the user agent](https://www.sec.gov/os/webmaster-faq#code-support). An example is `Sample Company Name [email protected]`. If this is not set, a default is used.

## Prerequisites
- Python 3.x
- `feedparser` library (`pip install feedparser`).
- `beautifulsoup4` library (`pip install beautifulsoup4`).
- `requests` library (`pip install requests`).
- `openai` library (`pip install openai`), if using OpenAI to summarize the filings.

## Notes
- The script runs indefinitely, periodically checking for updates based on the refresh interval (5-minutes).
- If an 8-K filing with an item 1.05 is found but the script cannot parse the details, it still reports the filing in the slack message.
- The script likely does not handle all error cases, as it was made in 15-minutes.

## Installation
In addition to running the script manually, a small debian-based installation script [install.sh](install.sh) is provided which when run as root, will install a systemd service to run the script in the background and log the output. The script is installed as `/usr/local/bin/sec-sec-incident-notifier.py`, logs are stored in `/var/log/sec-sec-incident-notifier.log` and `/var/log/sec-sec-incident-notifier-error.log`, and a logrotate configuration file is created in `/etc/logrotate.d/sec-sec-incident-notifier`.

The environmental values are also respected, if set:

```bash
$ sudo USER_AGENT='Joshua Rogers [email protected]' SLACK_WEBHOOK='https://hooks.slack.com/services/.....' OPENAI_KEY=sk-...... OPENAI_MAX_TOKENS=150 ./install.sh"
sec-sec-incident-notifier has been installed in /usr/local/bin/sec-sec-incident-notifier.py with OPENAI_KEY=..., OPENAI_MAX_TOKENS=150, SLACK_WEBHOOK_URL=..., and USER_AGENT=..., and a service has been installed in /etc/systemd/system/sec-sec-incident-notifier.service. The service is started and logging to /var/log/sec-sec-incident-notifier.log and /var/log/sec-sec-incident-notifier-error.log, and log rotation is set up in /etc/logrotate.d/sec-sec-incident-notifier.
```

## License
This project is licensed under [GPL3.0](/LICENSE).